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Intensive, Early Handling of Neonatal Foals: Mare-Foal Interactions
Nancy
Kate Diehl, Brian Egan, and Peter Tozer
Department of Dairy and Animal Science
The Pennsylvania State University
324 Henning Building, University Park, PA 16802
USA
Voice 814-863-9727 Fax 814-863-6042
ndiehl@psu.edu
Introduction
Traditionally,
horse managers and veterinarians have recommended moderation in handling
foals during the neonatal period so as not to interfere with mare-foal
bonding and the foal’s ingestion of colostrum.
However, a specific early intensive handling procedure for foals
has been developed and publicized as “imprint-training” (Miller,
1985; Miller, 1991). This
procedure requires physical restraint of the foal while a highly
regimented desensitization and sensitization procedure is performed
immediately after birth. Presumably
this procedure results in an imprinting of the foal to the human handler/s
and purportedly provides an irreversible learning experience during a
proposed critical period in development.
By learning to submit to the handler within minutes or hours after
birth, the foal should not be fearful of humans or of various specific new
tasks that it is asked to perform throughout the rest of its life.
Reasonable
concern can be raised regarding the effects of such an intervention on the
normal behavior of the mare and foal.
The potential delay in nursing and the timely ingestion of
colostrum is one concern. Delayed ingestion of colostrum in the presence of
environmental microbial challenge could result in grave susceptibility to
infections (Madigan,
1997)
Intrusion
by extensive human handling during the immediate post-partum period may
interrupt normal mare-foal interactions, which may in turn interrupt
effective bonding. Maternal
behaviors observed in free-running mares include licking the neonate,
vocalizations between the mare and foal, maintaining close physical and
visual contact, and attention to fetal membranes (Tyler,
1972; Keiper and Houpt, 1984).
These behaviors are all also observed in domestic mares. A survey study looking at domestic mares at parturition found
that foal-rejecting mares were less likely than non-rejecters to exhibit
the common maternal behaviors of licking and vocalizing towards the
neonate (Juarbe-Diaz
et al, 1998).
The
early interactions described above are suspected to play a role in
ensuring accurate future recognition between the mare and foal, though a
discrete imprinting or critical period for the foal has not been clearly
identified. One
interpretation of imprinting in foals is the observation or suggestion by
several researchers of the “following response” in which foals
navigate or attend to any large, usually slow moving, object, which would
ordinarily be the dam (Crowell-Davis,
1985; Houpt, 2000; Keiper, 1985; Tyler, 1972).
Rossdale (1967) suggested that latency period to successful first
nursing might be interpreted as a culmination of whatever behaviors were
necessary for successful imprinting to occur.
Thus far, concerns that intrusion by human handlers during the
immediate post-partum period may affect the ability of the mare and foal
to bond properly, or instigate rejection by the mare, have not been
clearly borne out. In a
survey of foal rejection rates in a domestic horse population, the
presence or number of human observers at the time of delivery did not seem
to be associated with rejection (Juarbe-Diaz
et al, 1998; Houpt, 2000) and mares facing extreme human
intervention when a critically ill foal is born in or treated at a
neonatal intensive care facility usually continue to pay attention to the
foal and do not resist later nursing efforts by the foal (Pamela Wilkins,
personal communication, 2001). However,
anecdotal reports by veterinary practitioners still suggest that excessive
human intervention can be associated with undesirable behaviors in the
mare such as excessive protectiveness or some degree of foal rejection.
Though
intensive handling performed immediately post-partum is supposed to result
in long term positive effects, it still remains to be determined if there
are immediate, negative
physiological or behavioral consequences, or even possibly benefits, for
the neonate. This
study was designed to quantify the effects of intensive early handling
instituted immediately at birth, following the Miller
“imprint-training” procedure, on specific mare-foal interactions,
typical progress of the foal towards standing and nursing, and timely,
effective ingestion of colostrum.
Methods
Subjects.
Ten multiparous mares and
their foals were observed over two breeding seasons; from each full
sibling pair, one foal was assigned to the Control Group and the other to
the Intensive Handling Group. Foals
were randomly assigned to one group during the first year of the study,
with the full sibling born the second year assigned to the opposite group.
Mares
were stabled in individual stalls in a barn from approximately 5:00 pm to
9:00 am and were turned out as a group in a 10-acre pasture during
daylight hours. When in stalls, there were mares in adjacent stalls on at
least one side and in stalls across the aisle way.
The stalls had full wood plank walls with approximately ˝ inch
spaces between planks. Mares
within 2 weeks of 340-day gestation length were kept in a 12-foot by
18-foot foaling stall at night and were visually observed for signs of
parturition at a minimum of once hourly.
Lights were on in the stalls until approximately 10:00 pm and for
the remainder of the night only aisle lights remained on.
Once the mares were observed in Stage I of labor the lights in the
stall were again turned on until the end of the post-foaling observation
session. Delivery was attended in all cases and in some cases mild
traction was used to assist the mare if deemed necessary by the foaling
attendant.
Intensive
Handling Procedures.
Control Group foals were handled minimally post-partum, which
included only assistance breaking the umbilical cord and application of
antiseptic to the umbilical stump. Intensive
Handling Group foals were assisted similarly, followed immediately by the
handling procedure. The dams
were not restrained during the foal handling procedure and had access to
hay (fed in one corner of the stall) and water at all times.
A single handler restrained the foal and performed the procedure. For the first part of the handling procedure the foals were
permitted to be in sternal or lateral recumbency. The following desensitization procedures were performed, each
one continued for 30 repetitions or more, with the criteria for completion
of each being cessation or absence of resistance by the foal:
-
Rubbing
the hand over the face, muzzle, upper gum, ear, poll, neck, pectoral
region, thorax, flank, back, rump, ventrum, and down each leg
-
Insertion
of a finger into each nostril, each ear, the diastema of the jaw, and
the rectum
-
Slapping
the bottom of each foot with the palm of the hand
-
Rubbing
a plastic bag over the face, muzzle, ears, poll, neck, pectoral
region, thorax, flank, back, rump, ventrum, and down each leg
-
Applying
running clippers over the muzzle, the outside and inside of the ears,
the poll, and the lower limbs
-
Spraying
water around, but not directly on, all parts of the body
On
completion of this set of procedures, the foal was left unrestrained.
Once the foal had stood on its own and was deemed reasonably stable
on its feet, without regard for nursing status, the second part of the
procedure was completed with the foal standing:
-
As
a final desensitization procedure, pressure was applied around the
girth area using the handler’s arms with a squeeze and release
repeated 30 times as above
-
The
foal was encouraged to move forward and backward by applying hand or
arm pressure to the rump or chest, respectively, for 30 repetitions or
more until the foal responded consistently
-
The
foal was encouraged to move laterally by applying digital pressure in
the caudal thoracic and flank area, for 30 repetitions or more until
the foal responded consistently
Data
collection.
An approximately 20 ml volume of colostrum was taken from the mare,
prior to the foal nursing, for determination of specific gravity using a
standard colostrometer. For
both Control and Intensive Handling Group foals, blood was obtained by
jugular venipuncture at 4 and 18 hours.
Serum was frozen and at the completion of each foaling season sent
to a commercial laboratory for IgG measurement using the radial
immunodiffusion test.
Behavior
observations were completed for 4 hours on each mare and foal pair, with
time 0 being immediately after expulsion of the foal (end of Stage II
labor). Observations were made from continuous video recordings,
using an event-recorder software application (The
Observer, version 3.0, Noldus Information Technology Inc., Leesburg,
VA, USA). The following
behavior observations were made to describe the complete repertoire of
activities of the mare and foal during the 4 hr observation period:
-
Mare
recumbency or standing, licking the foal, sniffing or nudging the
foal, vocalize, eat/drink, attention to fetal membranes, attention to
human, aggression toward foal, aggression toward human, aggression
toward other horse, and “undefined” which captured standing at
rest, walking and other non-specific behaviors
-
Foal
rest (prior to first stand), struggle (prior to first stand),
vocalize, stand still, walk, recumbent (after first stand), seek
teats, nurse, attention to human
-
Spatial
relationship between mare and foal, described as proximity (able to
make physical contact) or distance
-
Occurrence
of handling or intervention of the foal
Data
Summary and Statistics.
From the behaviors observed, the following frequency, duration, and
latency endpoints were derived:
·
Frequency:
mare and foal vocalizations, foal nursing bouts, mare avoids foal,
and mare shows aggression towards people, foal, or horse in adjacent stall
·
Duration:
mare eating or drinking, mare lick foal, mare sniff or nudge foal,
mare attend to fetal membranes, mare attend to people, foal search for
teat, foal nurse, foal attend to people, and foal and mare in proximity
·
Latency:
foal first stand and first nurse
The
differences between the Intensive Handling and Control Groups for all
endpoints were determined using a paired t-test (Statistix 7, Analytical
Software, Tallahassee, FL). Differences were considered significant at the p < 0.05
level.
Results
The
two foaling seasons resulted in attended births of 8 pairs of full sibling
foals that were included in the study. Therefore for the paired t-test there were 16 subjects or 8
subjects each in the Control and Intensive Handling Groups.
The
handling procedure carried out on the Intensive Handling Group began between
3 and 18 minutes following expulsion of the foal.
Variation in starting time was due to latencies to rupture of the
umbilical cord and in one case the behavior and position of the recumbent
mare in relation to her foal precluded safe entry of the handler into the
stall. The duration to
complete both parts of the intensive handling procedure was from 38 to 66
minutes, with the mean being 48 minutes. The mares, being unrestrained
while the foals were handled, did not interfere with the completion
of any part of the procedure.
All
mares licked and sniffed their foals (permitted during the intensive
handling procedure) and vocalized apparently towards their foals.
Most, though not all, mares investigated fetal membranes or fluids
on the floor of the stall independent of sniffing or licking the foal.
Only one mare showed aggression towards the handler or towards the
horse in the adjacent stall. Frequency of aggression by the mare towards the foal was low
and was not observed in every mare. Aggressive
behavior was of low intensity and included mainly kick and bite threats
and nips. Likewise overt mare
avoidance of the foal without aggression was low.
A rather stereotypical stepping and circling away from the foal was
performed by all mares and was so common that it was not included as an
avoidance behavior. Attention
paid to the handler by mares or foals was not seen in all subjects but was
more frequent in the Intensive Handling Group likely due to more
opportunity
as a function of the design of the study.
All foals vocalized. Some
foals exhibited teat-seeking behavior directed at the wall, the air, and
themselves and this was included in the analysis.
The
Intensive Handling Group mares spent a significantly decreased time eating
and drinking and a significantly greater time sniffing their foals
compared to the Control Group mares (Table 1).
The Intensive Handling Group foals had a significantly longer
latency to first stand. There was no significant difference between the two groups
for the latency to first nurse.
|
Behavior
Endpoint
|
Mean
|
SEM
|
P
|
|
|
|
|
|
|
frequency
mare vocalization
|
|
|
|
|
control
|
37.9
|
6.6
|
|
|
intensive
handling
|
59.2
|
14.7
|
ns
|
|
duration
mare lick
|
|
|
|
|
control
|
11.4
|
3.1
|
|
|
intensive
handling
|
11.6
|
3.5
|
ns
|
|
duration
mare sniff
|
|
|
|
|
control
|
6.3
|
1.4
|
|
|
intensive
handling
|
9.2
|
1.9
|
p<0.05
|
|
duration
mare eat
|
|
|
|
|
control
|
75.8
|
6.4
|
|
|
intensive
handling
|
46.7
|
8.1
|
p
< 0.05
|
|
frequency
foal vocalization
|
|
|
|
|
control
|
16.6
|
2.6
|
|
|
intensive
handling
|
16.0
|
2.7
|
ns
|
|
duration
foal search
|
|
|
|
|
control
|
35.8
|
7.3
|
|
|
intensive
handling
|
22.3
|
3.0
|
ns
|
|
frequency
foal nurse
|
|
|
|
|
control
|
9.9
|
0.7
|
|
|
intensive
handling
|
10.4
|
1.4
|
ns
|
|
duration
foal nurse
|
|
|
|
|
control
|
18.7
|
1.9
|
|
|
intensive
handling
|
17.9
|
2.7
|
ns
|
|
duration
foal in proximity to mare
|
|
|
|
|
control
|
197.0
|
7.9
|
|
|
intensive
handling
|
199.8
|
4.0
|
ns
|
|
latency
to foal first stand
|
|
|
|
|
control
|
42.1
|
6.2
|
|
|
intensive
handling
|
57.5
|
2.8
|
p
<0.05
|
|
latency
to foal first nurse
|
|
|
|
|
control
|
117.2
|
13.1
|
|
|
intensive
handling
|
109.3
|
7.7
|
ns
|
Table
1. Behavior endpoints for
Control and Intensive Handling Groups.
Duration and latency values represent minutes of a 4-hour observation
period.
Paired t-tests, n= 8 pairs of
full sibling foals.
Colostrometer
readings on pre-suckle mammary secretions from the first year were
inaccurate due to instrument failure.
During the second year of the study all mares had a colostrometer
specific gravity reading of 1.040 or greater.
The quantitative blood IgG measures using the radial
immunodiffusion test have been completed only for year one of the study.
The 4-hour samples ranged from <200 to 400 mg/dl and there
appears to be no trend related to latency to first nurse or to Intensive
Handling or Control Group status. The
18-hour samples ranged from 400 to 3600 mg/dl and also do not appear to
follow a pattern regarding latency to nurse or group status.
No foals showed clinical signs that might be associated with
failure of passive transfer of antibodies.
Discussion
This
study resulted in several specific endpoints differing between the Control
and Intensive Handling Group mares and foals without apparent clinical
effects on recognition between the mare and foal and viability of the foal
with regards to progression towards nursing.
Individual variation in the normal range of behavior of mares and
foals as well as the robust nature of certain behaviors regardless of
moderate levels of intervention could both account for a failure to find
multiple differences between the groups using the endpoints that were
derived.
The
difference between the Intensive Handling and Control Group mares for the
sniffing and eating duration endpoints may suggest more attention was
being paid to the foals that were being handled.
Mares in the Intensive Handling Group spent less time eating and
drinking and more time sniffing their foals than mares in the Control
Group. Presumably while eating hay the mare is not as
vigilant as when she is standing over or attending to (licking or
sniffing) the foal, and generally the intensive handling procedure was not
carried out in close proximity to the corner where the hay was fed.
The
mares used in this study were all multiparous and had been housed together
and managed and handled similarly for at least 6 years.
A known environment and consistent, gentle handling over this time
may have contributed to their responses while their foals were handled
immediately at birth; a similar study comprised of maiden mares or those
in a more extensive management system may have yielded different results.
This
study did not clearly bear out the concern regarding a problematic slowing
of the progression toward standing, nursing, and ingestion of colostral
antibodies. It is interesting to note that, as one might expect,
the intensively handled foals had a longer latency to first stand than
their unhandled siblings yet their latency to nurse was not comparably
delayed. However, the
completion of the intensive handling procedure was of a shorter duration
than that sometimes recommended in the “imprint-training” literature.
The intensive handling of the
foals was carried out in a manner deemed best to achieve the spirit and
intent of the “imprint-training” procedure devised by Miller.
The handling in this study in all likelihood could not have exactly
replicated Miller’s procedure for at least two reasons: 1) at any point
in time and depending upon the reference, parts of the procedure described
by Miller are not consistent, and 2) the foals did not submit to the
handling in a manner exactly reminiscent of that described or demonstrated
by Miller in his writings and video productions.
The
Intensive Handling Group foals in this study were resistant to the
procedure. Resistance to the
handling procedure often appeared non-specific and more in response to
restraint rather than to specific elements of the desensitization process,
excluding the common resistance to desensitization of the nostrils.
This issue of forced restraint recalls another concern voiced
regarding the imprint-training procedure carried out immediately at birth:
anecdotal reports by veterinarians of foals presenting with
physical injuries and failure of passive transfer resulting from personnel
aggressively restraining foals for a long duration.
The handler in this study was experienced with foals and found the
potential for trauma to the foals, as a result of the intervention, to be
undesirable.
Further
work with the subjects in this study will investigate social and
developmental behaviors of the foals and their compliance with specific
handling and training procedures.
Acknowledgements
Supported by Project # 3817 of
the PA Agricultural Experiment Station and the Department of Dairy and
Animal Science at the Pennsylvania State University. This study was
approved by the Institutional Animal Care and Use Committee at the
Pennsylvania State University. The
authors appreciate the help of the staff and students at the University
Horse Farms and the generous advice and consultation from Dr. Sue M.
McDonnell.
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