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Training and Behavioural Rehabilitation in the Horse
Natalie Waran1
and Rachel Casey2
1 University of Edinburgh, Royal
(Dick) School for Veterinary Studies,
Easter Bush Veterinary Centre, Easter Bush, Roslin, Midlothian, UK
natalie.waran@ed.ac.uk
2
University of Southampton, Anthrozoology Institute, School of Biological
Sciences, Bassett Crescent East, Southampton SO16 7PX
UK
Introduction
Although
the domestic horse is highly adaptable and has to a certain extent been
selected to meet various human requirements, the highly intensive
conditions in which most performance or sports horses are maintained is
very different to those of the feral horse. Degrees of intensity vary
between horses kept more for recreational purposes, where there is often a
greater proportion of time spent grazing, and those kept for sports
purposes, where animals are housed for longer periods. Sport horses also
experience intensive training, controlled feeding regimes, and regular
transportation.
The
value of understanding what motivates the horse and the principles of
learning are obviously central to interpreting and resolving undesirable
behaviours. A great deal has been written about the methods used for
training horses, and it is clear from the history of these techniques that
modern practices are in the main based upon traditional methods that have
developed since the earliest days of horse domestication. Methods of
training and rehabilitation, therefore, need to be evaluated in terms of
modern day understanding of equine motivations, psychology and welfare.
Features
of the Domestic Environment that Can Cause Problem Behaviour
The causes
of problem behaviour relate to the methods used for training purposes, the
intensive conditions the horse is maintained in, the unnatural situations
it is exposed to and the feeding regimes it must deal with. In essence
there exists an uneasy relationship between the adaptive ability of the
domestic horse and the environmental conditions it is exposed to. For
example horses are not only physiologically adapted to feed upon a
herbivorous diet, their body structure and behaviour are also selected for
this purpose. In the domestic situation, the sports horse will require
more nutrients than are available through a grass based diet, and so it
will receive a concentrated grain based diet, with limited access to fibre.
This will not only cause digestive problems, but will also restrict normal
foraging activity, often leading to the development of abnormal behaviour
such as crib-biting and wood-chewing (see Winskill et al, 1995).
Prevention of such abnormal behaviour relies on an understanding of the
causal factors.
Training
The application of learning theory in modern training methods for horses
has received surprisingly little scientific interest until recent years.
It has long been normal practise to train horses through operant
conditioning using mainly negative reinforcement, which is where an
unpleasant stimulus is applied to the horse until it performs the desired
response, or positive punishment. In fact if we examine many of the
responses that are required of a horse during traditional training
processes, we find that for the most part we make use of their natural
tendency to avoid a painful and at times, frightening, stimulus.
Housing
Since most performance horses are frequently housed for the greater part
of the day, this often means they are at least partially isolated from
con-specifics. Lack of adequate social interaction can lead to the
development of various problem behaviours such as what has been termed
‘isolation induced aggression’ (Houpt, 1981). Problem aggressive
behaviour such as this can often be directed at other horses and/or the
handler. The function of normal aggressive behaviour is to enable an
animal to gain a competitive advantage, giving him or her better access to
a limited resource important for survival. For the horse this may be a
fitter mate or a better feeding or foraging opportunity. By understanding
the importance of different resources to horses and in addition the
importance of the resource to a specific individual, it is possible to
determine if an animal is behaving abnormally or if it is behaving
perfectly normally, if inappropriately from an owner’s perspective. In
the case of isolation-induced aggression particularly in stallions, the
cause is probably the result of mismanagement, particularly during early
development. Any horse that is reared in relative isolation will have few
opportunities to learn about normal social interaction due to their
restricted access to other horses during early development. Situations in
which horses are anxious or frustrated will also decrease the threshold at
which aggressive behaviour is displayed (Luescher et al, 1991).
Interestingly, excessive aggressive behaviour is often thought of
as a natural behaviour in stallions. However, problem aggression in
stallions may be due to in part to poor training, as well as inappropriate
housing and management.
Exposure
to unnatural situations.
The performance horse needs to be able to cope with a variety of unnatural
and potentially fear-provoking situations. Although it is possible to
habituate the horse to a large number of the treatments and situations it
will experience in its life as a performance animal, it is not possible to
cover everything. The performance horse has to be ‘flexible’ in its
behaviour in order to deal with new situations as they arise. Such
flexibility, relies on good and varied early experiences. For example, it
is known that orphan foals reared by humans are less emotional when placed
in a novel environment as compared with normally reared foals (Houpt and
Hintz, 1983). However horses that have been extensively handled, learned
which way to turn in a maze more slowly than minimally handled horses, but
faster than unhandled horses. This finding suggests that there is an
optimum amount of handling early in development that is most effective for
horses when placed in a problem-solving situation without human help (Heird
et al, 1981). By intensively handling foals Miller (1989), claims early
bonding (imprinting) between human and horse takes place, which enhances
the ability of the horse to cope with training and management later in
life. There is no real scientific evidence as to the optimal period for
handling or to the type or amount of handling that optimises foals’
response to humans later in life, and this is an important area for
further research. Ensuring that foals experience the situations likely to
be encountered as adult horses, such as entering an enclosed space and
moving away from conspecifics, is also likely to decrease the chance that
such activities will be fear-provoking later in life.
Diagnosis
and Treatment of Problem Behaviour
Importance
of good diagnosis.
The first stage in the rehabilitation of horses with ‘behavioural
disorders’ is to obtain an accurate diagnosis. This will take into
account the origin of the problem behaviour, the horse’s motivation and
specific contextual cues in which the problematic behaviour occurs. In
order to do this an understanding of two areas are essential:
·
Equine ethology – the ‘natural’ behavioural repertoire of the
horse, where motivations are determined by the evolutionary history of
horses.
·
Learning theory – the types of learning experiences that each
individual horse has been exposed to which have shaped its behavioural
response to its environment from the first weeks of its life.
Since
learning opportunities will inevitably differ between each horse,
individual ‘problem’ behaviours have to be approached as unique cases
for which a detailed historical and observational analysis is conducted.
There are, however, similarities in types of problem encountered because a
high proportion of handling problems in horses derive directly from
behaviours that are essentially ‘normal’ in the horse, such as
behaviours designed to retain contact with the herd, or avoid entering a
dark enclosed space (Cooper and Mason 1998).
Equally commonly, behaviours derive from associative learning that
occurs as a consequence of ‘normal’ equine motivations. These are due
to the horse’s ability to learn, through operant conditioning, to avoid
situations that are aversive and to move towards situations that are
rewarding. Additionally the horse learns to predict important events
through linking stimuli that occur contiguously to the events, through
classical conditioning. Behaviours that are not within the normal equine
behavioural repertoire, such as stereotypies, are considered to be
abnormal behavioural responses. These behaviours occur in response to
acute stress or chronic frustration of behavioural motivations, where the
environment that a horse is in, does not meet its behavioural needs (Luescher
et al, 1991).
Despite
the fact that scientific knowledge about both equine ethology and learning
theory has been in the public domain for several decades, it is still
frequently the case that those owning and caring for horses have a
tendency to attribute behaviour problems to anthropomorphically derived
causes. Comparative neuroanatomy suggests that horses do not have the same
abilities as humans to form abstract ideas (Mayhew 1989), and hence equine
behaviours can most easily be explained using more parsimonious
explanations based on simple associative learning. Treatments that are
traditionally described for dealing with problem behaviours are generally
highly prescriptive. They
often rely on subscribing to a particular philosophy or form of training,
rather than encouraging owners and caretakers to develop a more
fundamental understanding of the behaviour of their horses.
Each
equine behaviour problem case has a unique series of events that have led
to the development of the problem. The temperament of the horse, the early
environment it experienced, its previous learning experiences, and the
current context in which the behaviour occurs, are all relevant to an
accurate diagnosis. It is also often the case that the environmental
factors that initiate or precipitate a behaviour are not the same as
those, which maintain it. For example, the cause of the behaviour of a
horse that turns to kick at humans trying to catch it could be considered
as a learnt response to avoid being removed from conspecifics. However,
further investigation of the history of such a behaviour, may reveal, that
the behaviour first appeared when the horse was developing splints and was
still being exercised regularly. Hence, the association between being
caught and the pain of exercise would be a likely initiating factor for
the problem behaviour in this case. Even once the pain is gone, problem
behaviours such as this are often maintained by horses, as they do not
have the chance to learn that the predictive stimuli are no longer
associated with pain. In addition, once an avoidance response such as this
is learnt by an individual, it is frequently then used to achieve other
aims – in the example given it could be that the behaviour was
maintained as a mechanism to avoid leaving the herd. Treatment for such a
case should not, therefore, just involve a ‘prescriptive’ treatment
for horses that refuse to be caught. It should also include a plan that
aims to break the associative links that have been formed between the
stimulus of a person entering the field and the consequences that the
individual horse has learnt about this event.
In
the identification of factors that are associated with a change in
behaviour, the recognition of events that are painful to the horse is
extremely important. This is because the avoidance of painful stimuli is
likely to be particularly pertinent to a prey species and horses are
therefore adapted to respond rapidly to painful events. Pain avoidance is
a problem in the handled horse – pain from touching or medicating an
injured area, or over vigorous grooming of a sensitive horse, frequently
results in avoidance responses, or, where these are unsuccessful at
preventing pain, defensive aggression.
Treatment
Effective
treatment of behaviour problems in the horse depends on accurate
diagnosis, a realistic and individual treatment plan, and owner
motivation. Treatment is most effectively carried out by the owner or
caregiver of the horse in the horse’s normal environment. This is
because learned behaviours are often context specific. Thus taking a horse
away from its environment and owner for ‘rehabilitation’ may cause a
short-term change in behaviour in the new environment, but the horse may
well resume its previous behaviour on returning home. Since it is usually
the owner who carries out the treatment, ensuring that these people
understand the origin of the problem and the rationale for treatment is at
the crux of effective behaviour modification. Dealing with behaviour
problems therefore involves not only sufficient understanding of the
underlying science and horse handling skills, but also good interpersonal
communication skills.
The
diagnosis of the problem behaviour identifies the associative links that
have been made, the main motivational factors for the horse, and the
specific contextual and discriminative cues in which the behaviour occurs.
This understanding can then be used to develop a plan that will result in
changing both the consequences of the horse’s own action, and the
underlying motivation that originally caused the behaviour to develop. For
example, where the underlying cause of a behavioural response is fear, the
aim of the treatment is to disassociate the fear from the events that
cause it, and also to make the behavioural response of the horse
unsuccessful in removing itself from the fearful stimulus.
General
Methods used in Behavioural Rehabilitation.
Various methods
are used in equine behavioural rehabilitation. Traditional methods of
training and rehabilitation have relied predominantly on negative
reinforcement and punishment, and many of those working with problem
horses still use such methods. Although in some cases aversion therapy is
necessary for a horse to learn the negative consequences of its behaviour,
this can be carried out so that the horse is given the chance to learn the
undesirable consequences of its behaviour in a controlled and systematic
way. Using punishment without allowing the horse to learn an alternative
appropriate behaviour only causes confusion in the horse, which generally
results in the animal becoming uncooperative, aggressive or leads to the
development of learned helplessness. Through the use of positive and
negative reinforcement, the horse is offered a choice between performing
an appropriate behaviour or an undesirable one. Negative reinforcement is
better since the consequences of the
unwanted behaviour are immediate and therefore more obvious to the horse.
The use of positive reinforcement is preferable to negative reinforcement
or punishment where it is feasible. Using positive reinforcement decreases
the chance that the horse will learn to associate negative events with the
handler or other unintended aspects of the environment, such as the
stable. Whether punishment or reward is used for retraining, the
effectiveness of the process depends to a great extent on timing. The
reward or punishment must occur rapidly after the behaviour of the horse
in order for the horse to associate the consequence with its own action.
In most cases where modification of behaviour using any of these
techniques does not appear to be effective it is because of poor timing on
the part of the owner or trainer.
As
well as using direct reward and punishment in behavioural modification,
conditioned reinforcers and punishers can also be effective methods for
retraining. Essentially these involve associating a previously unimportant
stimulus with a salient (rewarding or punishing) one. With repeated
pairings of the unimportant stimulus with the salient one, the former
becomes predictive of the latter and becomes reinforcing in its own right.
Conditioned reinforcement has been used successfully
in horses through the use of specific words or sounds for many years, but
using novel stimuli makes the conditioned reinforcer more obvious and
consistent for the horse – an example of this technique is clicker
training (Kurland 1998).
Desensitisation
is a technique developed in the field of human psychology that involves
the staged exposure of the animal to an increasing intensity of a
fear-provoking stimulus. Counter conditioning is the process by which a
behaviour that is incompatible to the undesired response is reinforced in
the context of the fear-provoking stimulus (Voith, 1986). In practical
terms, desensitisation and counter-conditioning are carried out
concurrently (see Mackenzie et al, 1987). The fear-provoking stimulus is
reduced to a low intensity and ‘relaxed’ or trained behaviours are
reinforced, and then the level of the stimulus is gradually increased
whilst the trained behaviour is reinforced.
Conclusion
Rehabilitation
of horses with behaviours that are undesirable cannot be prescriptive.
This is because the individual learning experiences of each horse needs to
be matched with an understanding of the kinds of behavioural responses
that are likely to occur in response to environmental change as well as
the motivations, which underlie these responses. An accurate assessment of
the factors contributing to each problem is necessary before an effective
treatment plan can be developed.
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